DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sfe Investment Counsel Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey N. Eisfelder | First Foundation Advisors independent RIA | Sfe Investment Counsel Inc. independent RIA | RIA to RIA | Mar 19, 2025 | Dec 8, 2025 (264 d) |
| Mark Larry Delgadillo | D.A. Davidson & Co. independent RIA | Sfe Investment Counsel Inc. independent RIA | RIA to RIA | May 1, 2020 | May 27, 2020 |
| Gregory Cannon Giauque | The Caprock Group, LLC other | Sfe Investment Counsel Inc. independent RIA | Other | Jun 3, 2013 | Mar 31, 2023 (3588 d) |
| Teri May Mccasland | Stern Fisher Edwards Inc unclassified | Sfe Investment Counsel Inc. independent RIA | Other | Nov 5, 2008 | Jan 1, 2026 (6266 d) |
| Jon Michael Kmett | Stern Fisher Edwards Inc unclassified | Sfe Investment Counsel Inc. other | Other | Nov 5, 2008 | Nov 30, 2007 |
| Charles Eustis Bohlen | Stern Fisher Edwards Inc unclassified | Sfe Investment Counsel Inc. other | Other | Nov 5, 2008 | Nov 30, 2007 |
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6 moves match.