DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Pasi Investments, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey Michael PangaroPangaro Wealth Management, LLC unclassifiedPasi Investments, LLC institutionalOtherAug 18, 2023Aug 5, 2021
Ashley W RendonEdward Jones national BDPasi Investments, LLC institutionalOtherFeb 25, 2022Mar 7, 2022
Thomas Mcmahon RianhardFmi unclassifiedPasi Investments, LLC otherOtherMar 31, 2016Jul 12, 2016 (103 d)
Todd Alan DavisTower Square Securities, Inc. otherPasi Investments, LLC otherOtherFeb 8, 2008Feb 26, 2008
Ronald Jay FishmanYhb Retirement Services, LLC unclassifiedPasi Investments, LLC otherOtherDec 31, 2007Jan 16, 2008
Paul Roger MartelYhb Retirement Services, LLC unclassifiedPasi Investments, LLC otherOtherDec 31, 2007Jan 16, 2008
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6 moves match.