DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Private Client LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Larry Jefferson Tolbert | Householder Group Financial Advisors, LLC other | Private Client LLC other | Other | Nov 18, 2011 | Nov 17, 2011 |
| Jonathan Peter Sowa | Householder Group Financial Advisors, LLC other | Private Client LLC other | Other | Nov 18, 2011 | Jan 12, 2012 (55 d) |
| Richard L Oxford | Pension Protection Advisors, LLC unclassified | Private Client LLC other | Other | Apr 26, 2010 | Jun 9, 2010 (44 d) |
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3 moves match.