DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Salem Advisory Group LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jennifer Lynne Arps | H. Beck, Inc. other | Salem Advisory Group LLC state registered | Other | Jul 25, 2014 | Jan 3, 2013 |
| Peter C Bishop | Ameriprise Financial Services, LLC national BD | Salem Advisory Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 19, 2011 | Sep 20, 2013 (702 d) |
| Kelly Foss-Root | Morgan Stanley wirehouse | Salem Advisory Group LLC state registered | Wirehouse to a state-registered adviser | Jul 15, 2010 | Sep 9, 2010 (56 d) |
| Robert Dennis Lindsey | Edward Jones national BD | Salem Advisory Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 21, 2009 | Sep 21, 2010 (274 d) |
| Kevin James Colley | Lighthouse Investments unclassified | Salem Advisory Group LLC state registered | Other | Jul 8, 2009 | Aug 20, 2009 (43 d) |
| Warren George Berger | New England Securities Corporation other | Salem Advisory Group LLC state registered | Other | Dec 4, 2002 | Jan 5, 2009 (2224 d) |
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6 moves match.