DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Djg Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Raymond Andrew Childs | Able Capital Management, LLC unclassified | Djg Financial Services, Inc. state registered | Other | Aug 11, 2022 | Nov 17, 2022 (98 d) |
| Donald John Gustafson | U.S. Financial Advisors other | Djg Financial Services, Inc. state registered | Other | Jan 8, 2008 | Mar 18, 2008 (70 d) |
Page 1 of 1
2 moves match.