DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Integral Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brooke Hill Gaither | LPL Financial LLC BD affiliated | Integral Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2024 | Jul 10, 2024 |
| David E Epps | Charles Schwab & Co., Inc. national BD | Integral Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 26, 2024 | Jan 17, 2024 |
| Pamela G Miller-Gonzales | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Integral Wealth Management other | Other | Mar 30, 2015 | Jul 16, 2015 (108 d) |
| David William Jackson | Charles Schwab & Co., Inc. national BD | Integral Wealth Management other | Other | Nov 2, 2011 | Oct 24, 2011 |
| Kristen Marinovic | Morgan Stanley wirehouse | Integral Wealth Management other | Other | Oct 8, 2009 | Jan 27, 2010 (111 d) |
| William Luther Rackley | Citigroup Global Markets Inc. other | Integral Wealth Management other | Other | Apr 3, 2009 | Mar 13, 2009 |
| Jodi Ann Karambela | Charles Schwab & Co., Inc. national BD | Integral Wealth Management other | Other | Jun 9, 2008 | May 23, 2008 |
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7 moves match.