DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••••• W••••• M•••••••••
Legal name I••••••• I••••••••• A•••••••• I•••
Latest filing Mar 10, 2026
First filing on the tape Nov 18, 2011 · 34 filings
SEC status approved since May 7, 2008
RAUM
$674M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
95%
$638M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$135M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$674M as of Mar 10, 2026
Mar 30, 2012$128M then
HNW client RAUM$534M as of Mar 10, 2026
Mar 13, 2018$170M then
State-registered IARs (5.B.3)5 as of Mar 10, 2026
Mar 30, 20120 then
Employees (5.A)7 as of Mar 10, 2026
Mar 12, 20136 then
Private funds: no history
RAUM +26% over the last fiscal year+48% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $135MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 89derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $612,086derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 3.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$534M79%
- Individuals$103M15%
- Pension and profit-sharing plans$21.3M3.2%
- Corporations and businesses$11.6M1.7%
- Charitable organizations$3.5M0.5%
- Individual clients
- 287reported
- HNW clients
- 157reported
- Pension plan clients
- 13reported
- Charitable clients
- 5reported
- Accounts
- 1,101reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• A•• K••••••••Certified Financial Planner | Turlock, Ca | May 23, 2008 | 27 y | 1 |
| M•••••• T••••• A••••Chartered Financial Analyst | Turlock, Ca | Apr 21, 2015 | 11 y | 0 |
| M•••••• K••• S•••Certified Financial Planner | Turlock, Ca | Oct 3, 2022 | 12 y | 0 |
| D•••• E• E•••Certified Financial Planner | Modesto, Ca | Jan 17, 2024 | 27 y | 1 |
| B••••• H••• G••••••Certified Financial Planner | Turlock, Ca | Jul 10, 2024 | 10 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- K•••••• M•••••••• to E•••••• W••••• M•••••••••Feb 25, 2019 · RIA to a state-registered adviser
- D•••• W•••••• J•••••• to S••••••••• F••••••••Dec 26, 2018 · RIA to a state-registered adviser
- W•••••• L••••• R•••••• to P•••••• W••••• M••••••••• L••Dec 21, 2018 · RIA to RIA
- P••••• G• M••••••••• to S•• I••••••••• A•••••••• I•••Dec 7, 2018 · RIA to affiliated broker-dealer or bank
Joined, latest
- B••••• H••• G•••••• from L•• F•••••••• L••Jul 10, 2024 · Affiliated broker-dealer or bank to independent RIA
- D•••• E• E••• from C•••••• S••••• • C••• I•••Jan 17, 2024 · Affiliated broker-dealer or bank to independent RIA
- P••••• G• M••••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jul 16, 2015 · Other
- D•••• W•••••• J•••••• from C•••••• S••••• • C••• I•••Oct 24, 2011 · Other
- K•••••• M•••••••• from M••••• S••••••Jan 27, 2010 · Other
- W•••••• L••••• R•••••• from C•••••••• G••••• M•••••• I•••Mar 13, 2009 · Other
- J••• A•• K•••••••• from C•••••• S••••• • C••• I•••May 23, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••• M••••••• T••••• · Vice President/Chief Compliance Officercontrolsince 12/2016 · owns 25% to 50%
- K••••••••• J•••• A•• · Presidentcontrolsince 04/2008 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Turlock, Ca · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Modesto, CA1 employees
What changed
consecutive filings, newest first
- Accounts · 957 to 1,101Jan 8, 2025 to Mar 10, 2026
- Charity clients · unset to 5.0Jan 8, 2025 to Mar 10, 2026
- Corporate clients · unset to 6.0Jan 8, 2025 to Mar 10, 2026
- HNW clients · 138 to 157Jan 8, 2025 to Mar 10, 2026
- Individual clients · 261 to 287Jan 8, 2025 to Mar 10, 2026
- Pension plan clients · 10 to 13Jan 8, 2025 to Mar 10, 2026
- Financial planning clients · 0 to 1-10Jan 8, 2025 to Mar 10, 2026
- Discretionary RAUM · $486M to $628MJan 8, 2025 to Mar 10, 2026
- HNW RAUM · $425M to $534MJan 8, 2025 to Mar 10, 2026
- Individual RAUM · $94.4M to $103MJan 8, 2025 to Mar 10, 2026
- Non-discretionary RAUM · $49.8M to $45.7MJan 8, 2025 to Mar 10, 2026
- Pension RAUM · $6.5M to $21.3MJan 8, 2025 to Mar 10, 2026
- RAUM · $536M to $674MJan 8, 2025 to Mar 10, 2026
- Accounts · 913 to 957Nov 5, 2024 to Jan 8, 2025
- HNW clients · 143 to 138Nov 5, 2024 to Jan 8, 2025
- Individual clients · 233 to 261Nov 5, 2024 to Jan 8, 2025
- Pension plan clients · 9 to 10Nov 5, 2024 to Jan 8, 2025
- Financial planning clients · 0 to 0Nov 5, 2024 to Jan 8, 2025
- Discretionary RAUM · $448M to $486MNov 5, 2024 to Jan 8, 2025
- HNW RAUM · $411M to $425MNov 5, 2024 to Jan 8, 2025
- Individual RAUM · $74.6M to $94.4MNov 5, 2024 to Jan 8, 2025
- Non-discretionary RAUM · $49.6M to $49.8MNov 5, 2024 to Jan 8, 2025
- Pension RAUM · $5.2M to $6.5MNov 5, 2024 to Jan 8, 2025
- RAUM · $497M to $536MNov 5, 2024 to Jan 8, 2025
- Accounts · 643 to 913Jan 16, 2024 to Aug 13, 2024
- Advisory employees · 3 to 5Jan 16, 2024 to Aug 13, 2024
- HNW clients · 82 to 143Jan 16, 2024 to Aug 13, 2024
- Individual clients · 190 to 233Jan 16, 2024 to Aug 13, 2024
- Pension plan clients · 7 to 9Jan 16, 2024 to Aug 13, 2024
- Employees · 5 to 7Jan 16, 2024 to Aug 13, 2024
- State-registered IARs · 3 to 5Jan 16, 2024 to Aug 13, 2024
- Discretionary RAUM · $227M to $448MJan 16, 2024 to Aug 13, 2024
- HNW RAUM · $196M to $411MJan 16, 2024 to Aug 13, 2024
- Individual RAUM · $52.5M to $74.6MJan 16, 2024 to Aug 13, 2024
- Non-discretionary RAUM · $32.3M to $49.6MJan 16, 2024 to Aug 13, 2024
- Pension RAUM · $3.9M to $5.2MJan 16, 2024 to Aug 13, 2024
- RAUM · $259M to $497MJan 16, 2024 to Aug 13, 2024
- Accounts · 581 to 643Oct 27, 2023 to Jan 16, 2024
- Advisory activities · 3 to 4Oct 27, 2023 to Jan 16, 2024
- HNW clients · 71 to 82Oct 27, 2023 to Jan 16, 2024
Signals
3 dated events
- I••••••• W••••• M••••••••• reported RAUM $673.9M, up 26% from $535.8M (2025-01-08 to 2026-03-10)Mar 10, 2026 · RAUM change · derived
- I••••••• W••••• M••••••••• reported RAUM $497.1M, up 92% from $259.0M (2024-01-16 to 2024-08-13)Aug 13, 2024 · RAUM change · derived
- I••••••• W••••• M••••••••• reported RAUM $139.8M, down 46% from $258.2M (2018-03-27 to 2019-03-27)Mar 27, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 209-633-3101reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/integral-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- 2IADVISORS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 209-633-3101reportedpublic record, Form ADV, Mar 10, 2026
- Contact form
- integral-wealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- integral-wealth.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $135Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026