DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Henderson | Woodside Wealth Management independent RIA | The Financial Advisors, LLC independent RIA | RIA to RIA | May 13, 2022 | Aug 16, 2022 (95 d) |
| Patrick Brookman Mccoy | Lowell Blake & Associates Inc. other | The Financial Advisors, LLC other | Other | Nov 4, 2016 | Jan 18, 2017 (75 d) |
| Michael Paull Kumph | The Financial Advisors LLC unclassified | The Financial Advisors, LLC other | Other | Mar 14, 2008 | Jul 10, 2008 (118 d) |
| Louis Carl Bonasera | The Financial Advisors LLC unclassified | The Financial Advisors, LLC other | Other | Mar 14, 2008 | Jul 10, 2008 (118 d) |
| Robert Conover Miller | Independent Advisers Group Corp other | The Financial Advisors, LLC other | Other | Jan 18, 2005 | Jul 10, 2008 (1269 d) |
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5 moves match.