DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lsia
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Andrew Shank | Robert W. Baird & Co. Incorporated mixed wealth | Lsia independent RIA | RIA to RIA | Nov 4, 2020 | Oct 3, 2021 (333 d) |
| David James Jones | World Asset Management, Inc. other | Lsia other | Other | Jul 9, 2014 | Nov 19, 2014 (133 d) |
| Kevin Khairi Yousif | World Asset Management, Inc. other | Lsia other | Other | May 27, 2011 | Jun 23, 2011 |
| Mark Andrew Shank | Natixis Advisors, LLC other | Lsia other | Other | Oct 13, 2008 | Jul 11, 2008 |
| Karen Lynn Mcclintock | Natixis Advisors, LLC other | Lsia other | Other | Oct 13, 2008 | Jul 11, 2008 |
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5 moves match.