DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Williams Wealth Management Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Chris Scott | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Williams Wealth Management Group, Inc. independent RIA | Wirehouse to independent RIA | May 16, 2018 | Jun 18, 2018 (33 d) |
| Derek Ryan Williams | Moseley Investment Management, Inc. other | Williams Wealth Management Group, Inc. independent RIA | Other | Aug 26, 2009 | Jun 18, 2008 |
Page 1 of 1
2 moves match.