DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Signalpoint Asset Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
George Carpenter TimsonPersonal Capital Advisors Corporation independent RIASignalpoint Asset Management LLC independent RIARIA to RIASep 12, 2022Sep 14, 2022
James Preston SmithAmeriprise Financial Services, LLC national BDSignalpoint Asset Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 29, 2019May 17, 2019
Andrea L BateyWells Fargo Advisors wirehouseSignalpoint Asset Management LLC otherOtherSep 6, 2013Sep 5, 2013
Carolyn Massie HoffmanWells Fargo Advisors wirehouseSignalpoint Asset Management LLC otherOtherSep 6, 2013Sep 5, 2013
Molly Mcgowan CriderWells Fargo Advisors wirehouseSignalpoint Asset Management LLC otherOtherSep 6, 2013Sep 5, 2013
Dennis Robin WalkerWells Fargo Advisors wirehouseSignalpoint Asset Management LLC otherOtherAug 21, 2013Aug 9, 2013
John Wendland HandyWells Fargo Advisors wirehouseSignalpoint Asset Management LLC otherOtherAug 21, 2013Aug 8, 2013
Jonathan Craig TimsonWells Fargo Advisors wirehouseSignalpoint Asset Management LLC otherOtherAug 21, 2013Aug 9, 2013
Michael James OrzelMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSignalpoint Asset Management LLC otherOtherAug 12, 2008Sep 30, 2008 (49 d)
Page 1 of 1
9 moves match.