DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Keener Financial Planning

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sterling Joseph GrayHfg Wealth Management, LLC independent RIAKeener Financial Planning independent RIARIA to RIAMay 9, 2023May 30, 2023
Megan Nicole CoyneWoodward Financial Advisors, Inc. independent RIAKeener Financial Planning independent RIARIA to RIADec 21, 2022Oct 26, 2022
Samuel David PondRaymond James Financial Services Advisors, Inc BD affiliatedKeener Financial Planning independent RIAAffiliated broker-dealer or bank to independent RIAMay 14, 2020May 19, 2021 (370 d)
Christina Michelle SlavonikYfp Wealth independent RIAKeener Financial Planning independent RIARIA to RIAJan 13, 2020Feb 6, 2020
Elizabeth ShurtzTd Ameritrade Investment Management, LLC independent RIAKeener Financial Planning independent RIARIA to RIAAug 31, 2018Jun 23, 2022 (1392 d)
Jordan Scott NightingalePetersen Hastings Wealth Advisors, Inc. otherKeener Financial Planning independent RIAOtherApr 9, 2013Apr 30, 2013
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6 moves match.