DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at H Financial Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ryan Scott HeiderCirrus Wealth Management independent RIAH Financial Management independent RIARIA to RIAOct 20, 2023Aug 17, 2018
David Warren HoffmannD.B. Root & Company, LLC independent RIAH Financial Management independent RIARIA to RIAMay 13, 2019Apr 23, 2019
Melissa Jean SteinCetera Advisors LLC otherH Financial Management otherOtherNov 18, 2015Feb 24, 2009
Jeffrey Andrew KarnsGoldman Sachs Wealth Services, L.P. otherH Financial Management otherOtherApr 25, 2012May 22, 2012
Garrett Stewart HogeCetera Advisors LLC otherH Financial Management otherOtherJun 17, 2009Feb 24, 2009
Joshua Reed SteinCetera Advisors LLC otherH Financial Management otherOtherDec 19, 2008Feb 27, 2009 (70 d)
Jessica B LeeHartwood Investments unclassifiedH Financial Management independent RIAOtherOct 8, 2002Jul 17, 2020 (6492 d)
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7 moves match.