DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wienken Advisors, Ltd.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Clinton M Simmons | MML Investors Services, LLC BD affiliated | Wienken Advisors, Ltd. no RAUM | Other | Aug 5, 2025 | Mar 4, 2020 |
| Joseph Michael Faragasso | MML Investors Services, LLC other | Wienken Advisors, Ltd. no RAUM | Other | Dec 12, 2016 | Feb 29, 2016 |
| William Harry Martin | Wienken & Associates, Ltd. unclassified | Wienken Advisors, Ltd. no RAUM | Other | Nov 17, 2008 | Nov 24, 2008 |
| Brian Robert Logan | Wienken & Associates, Ltd. unclassified | Wienken Advisors, Ltd. no RAUM | Other | Nov 17, 2008 | Nov 24, 2008 |
| George Auston Snook | Wienken & Associates, Ltd. unclassified | Wienken Advisors, Ltd. no RAUM | Other | Nov 17, 2008 | Oct 10, 2008 |
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5 moves match.