DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Values First Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Philip Thomas Alford | Fidelity Personal And Workplace Advisors BD affiliated | Values First Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2022 | Feb 14, 2023 (69 d) |
| Larry Alexander Ellis | American Values Investments, Inc. other | Values First Advisors, Inc. other | Other | May 3, 2011 | Aug 12, 2009 |
| Roy Elvin Nunn | American Values Investments, Inc. other | Values First Advisors, Inc. independent RIA | Other | Mar 30, 2011 | Nov 13, 2023 (4611 d) |
| Kenneth Grant Brewer | American Values Investments, Inc. other | Values First Advisors, Inc. other | Other | Oct 19, 2009 | Jan 22, 2010 (95 d) |
| Jason Matthew Peroni | Ameriprise Financial Services, LLC national BD | Values First Advisors, Inc. other | Other | Aug 12, 2009 | Aug 12, 2009 |
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5 moves match.