DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Mutual Fund Store
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gerald Ciciarelli | Financial Engines Advisor Center, LLC other | The Mutual Fund Store other | Other | Nov 30, 2016 | Apr 21, 2014 |
| Gregg Eisenstein | J.P. Morgan Securities LLC wirehouse | The Mutual Fund Store other | Other | Oct 31, 2012 | Nov 7, 2012 |
| Salvatore Steven Marino | Advice And Planning Services other | The Mutual Fund Store other | Other | Oct 12, 2012 | Nov 20, 2012 (39 d) |
| Edward Harris Reaven | Aepg Wealth Strategies other | The Mutual Fund Store other | Other | Feb 28, 2012 | Nov 7, 2012 (253 d) |
| Salvatore Antonino Mazzola | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | The Mutual Fund Store other | Other | Nov 22, 2011 | Dec 5, 2011 |
| Matthew Ludack | Chase Investment Services Corp. other | The Mutual Fund Store other | Other | Apr 29, 2009 | Dec 5, 2012 (1316 d) |
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6 moves match.