DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Strategic Financial Partners, Ltd
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Asher Green | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Strategic Financial Partners, Ltd independent RIA | Wirehouse to independent RIA | Nov 19, 2013 | Feb 5, 2020 (2269 d) |
| Richard Joe Johannsen | Sunset Financial Services, Inc. other | Strategic Financial Partners, Ltd other | Other | Aug 7, 2013 | Sep 5, 2013 |
| David Alan Riback | Wellspring Advisors, Inc. independent RIA | Strategic Financial Partners, Ltd other | Other | Jun 21, 2013 | Apr 9, 2013 |
| Richard Lewis Williams | Ws Griffith Securities, Inc. unclassified | Strategic Financial Partners, Ltd other | Other | Jun 15, 2004 | Apr 14, 2009 (1764 d) |
| Edward William Sager | Ws Griffith Securities, Inc. unclassified | Strategic Financial Partners, Ltd other | Other | Jun 11, 2004 | Jun 29, 2009 (1844 d) |
| Grant Frederick Carroll | Ws Griffith Securities, Inc. unclassified | Strategic Financial Partners, Ltd other | Other | May 26, 2004 | Apr 14, 2009 (1784 d) |
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6 moves match.