DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fairway Investment Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cody Collier | Northwestern Mutual Investment Services,LLC other | Fairway Investment Group, LLC independent RIA | Other | Dec 23, 2015 | Nov 16, 2016 (329 d) |
| Jason Todd Diotte | LPL Financial LLC other | Fairway Investment Group, LLC independent RIA | Other | Nov 2, 2015 | Sep 4, 2014 |
| Lowell Conner | Edward Jones national BD | Fairway Investment Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2015 | Dec 9, 2016 (577 d) |
| Leonard Kirby Graham | Planmember Securities Corporation other | Fairway Investment Group, LLC independent RIA | Other | Feb 4, 2011 | Feb 11, 2011 |
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4 moves match.