DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Watts Capital Partners LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Enri DamaTsa Management Inc independent RIAWatts Capital Partners LLC independent RIARIA to RIAJun 16, 2023Jun 22, 2023
Sandra Teresa TurnerAtlantis Asset Management, LLC independent RIAWatts Capital Partners LLC independent RIARIA to RIAJul 20, 2020May 28, 2019
James A McmahonStifel, Nicolaus & Company, Incorporated national BDWatts Capital Partners LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2019Aug 1, 2019
Michael Markoff GeorgeAtlantis Asset Management, LLC independent RIAWatts Capital Partners LLC independent RIARIA to RIANov 1, 2018Oct 8, 2018
John Thomas PrestonPoint Windward Advisors, Inc. otherWatts Capital Partners LLC independent RIAOtherJan 30, 2018Jun 14, 2018 (135 d)
Ty Richard BuckelewEdward Jones national BDWatts Capital Partners LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 7, 2017Jan 30, 2018 (115 d)
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6 moves match.