DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Midland Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Toby John Prestegaard | Northwestern Mutual Investment Services,LLC no RAUM | Midland Financial Advisors, Inc. other | Other | Nov 16, 2017 | Nov 14, 2017 |
| Heath William Sorenson | Raymond James Financial Services Advisors, Inc other | Midland Financial Advisors, Inc. other | Other | Jun 7, 2017 | Jun 20, 2017 |
| Joshua Miles Kettleson | Kettleson Financial Services, LLC unclassified | Midland Financial Advisors, Inc. other | Other | Aug 14, 2015 | Jan 8, 2018 (878 d) |
| Daniel William Wilson | Voyager Capital Management, LLC other | Midland Financial Advisors, Inc. other | Other | Sep 15, 2009 | Aug 21, 2009 |
| Robert Terrence Dignan | Voyager Capital Management, LLC other | Midland Financial Advisors, Inc. other | Other | May 2, 2007 | Jun 12, 2009 (772 d) |
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5 moves match.