DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Third Eye Associates, Ltd
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lori Beth Lustberg | Pathway Financial Advisors, LLC independent RIA | Third Eye Associates, Ltd state registered | RIA to a state-registered adviser | Apr 3, 2023 | Apr 28, 2023 |
| Michael Bassell Karwic | Commonwealth Financial Network national BD | Third Eye Associates, Ltd state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 7, 2022 | Jul 12, 2022 |
| Elizabeth Anne Jones | Commonwealth Financial Network national BD | Third Eye Associates, Ltd state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2011 | Jun 26, 2009 |
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3 moves match.