DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Registered advisor
M•••••• B•••••• K•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M•••••• B K•••••
At current firm
3 y
since Oct 31, 2022
In the industry
29 y
since Aug 18, 1997 (earliest exam, job or registration)
Prior registered firms
10
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- G•••••• F••••• A••••••• L•• state registered currentsince Oct 31, 2022 · Brightwood, Va
- T•••• E•• A••••••••• L•• state registeredJul 12, 2022 to Aug 23, 2022 · Red Hook, Ny
- C••••••••• F•••••••• N•••••• national BDMay 3, 2021 to Jul 7, 2022 · Exton, Pa
- L•••••• I••••••••• independent RIAOct 2, 2017 to Apr 26, 2021 · Exton, Pa
- C•••••• A••••••• BD affiliatedOct 2, 2017 to Apr 26, 2021 · Exton, Pa
- I••• V••••• W••••• M••••••••• L•• unclassifiedSep 10, 2012 to Nov 20, 2018 · Chester Springs, Pa
- R••••• I••••••••• A•••••••• I•• BD affiliatedDec 7, 2011 to Oct 11, 2012 · Wilmington, De
- M••••• S•••••• wirehouseJun 1, 2009 to Nov 22, 2011 · Newtown Square, Pa
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · West Chester, Pa
- M••••• S•••••• D• I••• unclassifiedJan 14, 2005 to Apr 2, 2007 · West Chester, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 29, 1999 to Jan 19, 2005 · Exton, Pa
Moves
a registration end followed by a registration begin elsewhere
- T•••• E•• A••••••••• L•• to G•••••• F••••• A••••••• L••left Aug 23, 2022, registered Oct 31, 2022 (69 days) · Other
- C••••••••• F•••••••• N•••••• to T•••• E•• A••••••••• L••left Jul 7, 2022, registered Jul 12, 2022 (5 days) · Affiliated broker-dealer or bank to a state-registered adviser
- L•••••• I••••••••• to C•••••• A•••••••left Apr 26, 2021, registered Oct 2, 2017 (-1302 days) · Other · moved with a team
- C•••••• A••••••• to C••••••••• F•••••••• N••••••left Apr 26, 2021, registered May 3, 2021 (7 days) · Affiliated broker-dealer or bank to another · moved with a team
- I••• V••••• W••••• M••••••••• L•• to L•••••• I•••••••••left Nov 20, 2018, registered Oct 2, 2017 (-414 days) · Other
- R••••• I••••••••• A•••••••• I•• to I••• V••••• W••••• M••••••••• L••left Oct 11, 2012, registered Sep 10, 2012 (-31 days) · Other
- M••••• S•••••• to R••••• I••••••••• A•••••••• I••left Nov 22, 2011, registered Dec 7, 2011 (15 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S•••••• D• I•••left Jan 19, 2005, registered Jan 14, 2005 (-5 days) · Other
Signals
- M•••••• B•••••• K••••• left T•••• E•• A••••••••• L•• for G•••••• F••••• A••••••• L•• (registered 2022-10-31)Aug 23, 2022 · Advisor changed firm · fact
- M•••••• B•••••• K••••• left C••••••••• F•••••••• N•••••• for T•••• E•• A••••••••• L•• (registered 2022-07-12)Jul 7, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address