DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Regent Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Paul Stitt | The Legacy Financial Group, Inc. other | Regent Wealth Management, Inc. other | Other | Nov 16, 2009 | Aug 3, 2009 |
| Mark Leonard Springer | The Legacy Financial Group, Inc. other | Regent Wealth Management, Inc. other | Other | Nov 16, 2009 | Aug 3, 2009 |
| Harvey Lewis Little | The Legacy Financial Group, Inc. other | Regent Wealth Management, Inc. other | Other | Nov 16, 2009 | Aug 3, 2009 |
| Thad Walker Kent | The Legacy Financial Group, Inc. other | Regent Wealth Management, Inc. independent RIA | Other | Nov 16, 2009 | Feb 5, 2024 (5194 d) |
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4 moves match.