DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hnp Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Martin Abramson | LPL Financial LLC BD affiliated | Hnp Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2023 | Aug 9, 2021 |
| Stephen John Fassel | LPL Financial LLC BD affiliated | Hnp Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2023 | Aug 8, 2021 |
| David Rhys Eichenhofer | LPL Financial LLC independent RIA | Hnp Capital LLC independent RIA | RIA to RIA | Jul 27, 2022 | Aug 12, 2021 |
| Isabella Francis Loughlin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hnp Capital LLC independent RIA | Wirehouse to independent RIA | Nov 11, 2019 | Nov 14, 2019 |
| Thomas Blick Reading | Pnc Wealth Management other | Hnp Capital LLC other | Other | Mar 15, 2016 | Mar 30, 2016 |
Page 1 of 1
5 moves match.