DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Retirement Management Systems
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Debra Adair Rosenthal-Ritter | Cg Advisory Services independent RIA | Retirement Management Systems independent RIA | RIA to RIA | Jan 2, 2023 | Jan 6, 2023 |
| John Martin Blamphin | Scarborough Capital Management independent RIA | Retirement Management Systems independent RIA | RIA to RIA | Dec 31, 2018 | Mar 12, 2018 |
| Joseph Michael Scarborough | Scarborough Capital Management, Inc. other | Retirement Management Systems other | Other | Dec 17, 2013 | Jan 14, 2014 |
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3 moves match.