DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Tpb Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathon Durst Mcadams | Linscomb Wealth, Inc. independent RIA | Tpb Wealth Advisors, LLC independent RIA | RIA to RIA | Jun 26, 2019 | Jul 3, 2019 |
| Cynthia Ann Michael | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Tpb Wealth Advisors, LLC other | Other | Nov 2, 2015 | Nov 2, 2015 |
| Kevin Scott Rademacher | Usaa Financial Planning Services no RAUM | Tpb Wealth Advisors, LLC independent RIA | Other | May 20, 2013 | Apr 6, 2018 (1782 d) |
| Barry L Cantrell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Tpb Wealth Advisors, LLC other | Other | Sep 11, 2012 | Aug 5, 2013 (328 d) |
| Leonard Chad Fernandez | Glenmore Advisors, LLC other | Tpb Wealth Advisors, LLC other | Other | Dec 9, 2011 | Aug 29, 2013 (629 d) |
| Whitney E Solcher | Fsw Advisory Services Inc. other | Tpb Wealth Advisors, LLC other | Other | Apr 19, 2011 | Jun 30, 2009 |
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6 moves match.