DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Lloyd Advisory Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brent William Capehart | Ae Wealth Management, LLC BD affiliated | The Lloyd Advisory Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2026 | Apr 21, 2026 |
| Don Eugene Ash | Envision Investment Advisors, LLC unclassified | The Lloyd Advisory Group independent RIA | Other | Jul 22, 2009 | Aug 18, 2010 (392 d) |
| Mark Alan Lloyd | Envision Investment Advisors, LLC unclassified | The Lloyd Advisory Group independent RIA | Other | Jun 15, 2009 | Jun 25, 2009 |
| Andrew Burton Jones | Envision Investment Advisors, LLC unclassified | The Lloyd Advisory Group independent RIA | Other | Jun 15, 2009 | Jun 25, 2009 |
| James Blake Morris | Envision Investment Advisors, LLC unclassified | The Lloyd Advisory Group independent RIA | Other | Jun 15, 2009 | Jul 7, 2009 |
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5 moves match.