DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Willow
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rachel Caylie Miller | Fisher Investments independent RIA | Willow independent RIA | RIA to RIA | Jul 20, 2020 | Dec 8, 2020 (141 d) |
| Michael L Allison | Linden Thomas Advisory Services, LLC independent RIA | Willow independent RIA | RIA to RIA | Jan 2, 2020 | Nov 18, 2020 (321 d) |
| Jessica Bartle | Voya Investment Management Co. LLC asset manager | Willow independent RIA | Other | Jan 7, 2019 | Feb 11, 2019 (35 d) |
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3 moves match.