DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Buttonwood Financial Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brooks Jameson CaselCopper Financial independent RIAButtonwood Financial Group, LLC independent RIARIA to RIAMay 13, 2025May 30, 2025
Danielle Marie BrownCambridge Investment Research Advisors, Inc. BD affiliatedButtonwood Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 4, 2024Jun 17, 2024 (44 d)
Timothy Allan WolfeChoreo, LLC independent RIAButtonwood Financial Group, LLC independent RIARIA to RIAJun 15, 2023Jun 21, 2023
Rachael Michelle GrafProsperity Planning independent RIAButtonwood Financial Group, LLC independent RIARIA to RIAFeb 28, 2023Jun 14, 2024 (472 d)
Carlos Eduardo Carriedo SamaniegoJ.P. Morgan Securities LLC wirehouseButtonwood Financial Group, LLC independent RIAWirehouse to independent RIAApr 21, 2022Dec 15, 2023 (603 d)
Kyle Edwin HoganEquitable Advisors, LLC national BDButtonwood Financial Group, LLC otherOtherApr 7, 2015May 4, 2017 (758 d)
John David JespersenLPL Financial LLC otherButtonwood Financial Group, LLC otherOtherSep 17, 2013Oct 1, 2013
Jon Michael McgrawLPL Financial LLC otherButtonwood Financial Group, LLC otherOtherNov 9, 2009Jun 23, 2011 (591 d)
Vincent Ian PastorinoLPL Financial LLC otherButtonwood Financial Group, LLC otherOtherNov 9, 2009Jun 23, 2011 (591 d)
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9 moves match.