DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Third Sigma Investment Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan L Malloch | Cetera Investment Advisers LLC BD affiliated | Third Sigma Investment Advisors LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2024 | Oct 17, 2024 (48 d) |
| Antonio Desano | Cetera Investment Advisers LLC BD affiliated | Third Sigma Investment Advisors LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2024 | Oct 30, 2024 (64 d) |
| George Ernest Cones | Raymond James & Associates, Inc. national BD | Third Sigma Investment Advisors LLC other | Other | Sep 8, 2009 | Aug 31, 2009 |
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3 moves match.