DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Sanford Advisory
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lori Jo Bumgart | Raymond James Financial Services Advisors, Inc BD affiliated | Sanford Advisory independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2020 | Nov 20, 2015 |
| Brent Walter Kerstetter | Raymond James Financial Services Advisors, Inc BD affiliated | Sanford Advisory independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2020 | Sep 28, 2010 |
| Scott Michael Williams | Raymond James Financial Services Advisors, Inc BD affiliated | Sanford Advisory independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2020 | Sep 28, 2010 |
| Stephen Nicholas-Jenson Bond | Raymond James Financial Services Advisors, Inc BD affiliated | Sanford Advisory independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2020 | May 9, 2012 |
| Elizabeth Felicia Yunker | Raymond James Financial Services Advisors, Inc BD affiliated | Sanford Advisory independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2020 | Feb 7, 2020 |
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5 moves match.