DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cabana Asset Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher Mark MagannMagann Captial Corp. unclassifiedCabana Asset Management independent RIAOtherDec 31, 2018Dec 13, 2018
Kelly Suzanne MajdanKestra Advisory Services, LLC BD affiliatedCabana Asset Management independent RIAAffiliated broker-dealer or bank to independent RIASep 11, 2018Sep 20, 2018
Michelle Lynn AlsobrookMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCabana Asset Management mixed wealthWirehouse to independent RIAJun 8, 2016Jan 1, 2025 (3129 d)
David MerskyHorter Investment Management, LLC otherCabana Asset Management otherOtherNov 5, 2015Nov 5, 2015
Nikifor Alexandrov PaunovTrax Advisors Plc unclassifiedCabana Asset Management otherOtherOct 10, 2014Feb 2, 2016 (480 d)
Thomas Norman ZirbelLPL Financial LLC otherCabana Asset Management otherOtherDec 24, 2013Feb 21, 2014 (59 d)
George Chaddwick MasonCabana, LLC unclassifiedCabana Asset Management otherOtherDec 12, 2008Jan 4, 2013 (1484 d)
Page 1 of 1
7 moves match.