DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vergepointe Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Allan Theodorson | Ameriprise Financial Services, LLC national BD | Vergepointe Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2019 | Apr 22, 2019 (41 d) |
| John Floyd Olson | Paulson Investment Company, LLC other | Vergepointe Wealth Management, LLC other | Other | Apr 11, 2012 | Jul 27, 2011 |
| Craig Jon Olson | Kms Financial Services, Inc other | Vergepointe Wealth Management, LLC other | Other | Nov 23, 2009 | Oct 28, 2009 |
| Scott Jay Roberts | Kms Financial Services, Inc other | Vergepointe Wealth Management, LLC other | Other | Nov 23, 2009 | Oct 26, 2009 |
| Matthew David Vance | Kms Financial Services, Inc other | Vergepointe Wealth Management, LLC other | Other | Nov 23, 2009 | Oct 26, 2009 |
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5 moves match.