RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• F•••• O••••
- L•• F•••••••• L•• BD affiliated currentsince Oct 1, 2025 · Clackamas, Or
- E••••• J•••• national BDMar 2, 2020 to Oct 2, 2025 · Gresham, Or
- L••••• F••••••••• I••• BD affiliatedJan 30, 2017 to Mar 6, 2020 · Portland, Or
- L••••• F••••••••• I••• BD affiliatedJul 31, 2015 to Dec 7, 2016 · Portland, Or
- J•• C•••••• A•••••••• L•• formerApr 11, 2012 to Jul 30, 2015 · Portland, Or
- V••••••••• W••••• M••••••••• L•• independent RIAJul 27, 2011 to Jul 27, 2011 · Lake Oswego, Or
- P•••••• I••••••••• C••••••• L•• formerJul 22, 2011 to Apr 11, 2012 · Portland, Or
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 9, 2002 to Aug 20, 2009 · Portland, Or
- E••••• J•••• to L•• F•••••••• L••left Oct 2, 2025, registered Oct 1, 2025 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- L••••• F••••••••• I••• to E••••• J••••left Mar 6, 2020, registered Mar 2, 2020 (-4 days) · Affiliated broker-dealer or bank to another
- J•• C•••••• A•••••••• L•• to L••••• F••••••••• I•••left Jul 30, 2015, registered Jul 31, 2015 (1 days) · Other · moved with a team
- P•••••• I••••••••• C••••••• L•• to V••••••••• W••••• M••••••••• L••left Apr 11, 2012, registered Jul 27, 2011 (-259 days) · Other
- V••••••••• W••••• M••••••••• L•• to J•• C•••••• A•••••••• L••left Jul 27, 2011, registered Apr 11, 2012 (259 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•••••• I••••••••• C••••••• L••left Aug 20, 2009, registered Jul 22, 2011 (701 days) · Other
- J••• F•••• O•••• left E••••• J•••• for L•• F•••••••• L•• (registered 2025-10-01)Oct 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address