DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pathlight Investors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Athanassios Panagiotakopoulos | Wells Fargo Advisors wirehouse | Pathlight Investors, LLC other | Other | Dec 22, 2015 | Dec 22, 2015 |
| David Jeffery Marques Matuszak | Dynamic other | Pathlight Investors, LLC other | Other | Sep 30, 2014 | Aug 7, 2014 |
| Martin John Nodilo | UBS Financial Services Inc. wirehouse | Pathlight Investors, LLC other | Other | Dec 2, 2009 | Dec 1, 2009 |
| Adrian Jennings Larson | UBS Financial Services Inc. wirehouse | Pathlight Investors, LLC other | Other | Dec 2, 2009 | Nov 24, 2009 |
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4 moves match.