DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Nikulski Financial, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joel Scott Lawlor | Ameriprise Financial Services, LLC national BD | Nikulski Financial, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2026 | May 20, 2026 |
| Roy C Lines | Planmember Securities Corporation independent RIA | Nikulski Financial, Inc. independent RIA | RIA to RIA | Feb 20, 2024 | Feb 27, 2024 |
| Ryan P Jennings | Buckingham Strategic Wealth, LLC BD affiliated | Nikulski Financial, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2019 | Dec 2, 2019 |
| Brian Jacob Nikulski | Cambridge Investment Research Advisors, Inc. other | Nikulski Financial, Inc. other | Other | Oct 21, 2009 | Sep 25, 2009 |
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4 moves match.