DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kubhera Enterprises LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Roman M Bulawski | Next Financial Group, Inc. BD affiliated | Kubhera Enterprises LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 18, 2021 | Apr 22, 2021 (63 d) |
| Devon A. Scarlett | Goldman Sachs Wealth Services, L.P. BD affiliated | Kubhera Enterprises LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2019 | Nov 9, 2020 (389 d) |
| Ethan Schneid | UBS Financial Services Inc. wirehouse | Kubhera Enterprises LLC independent RIA | Wirehouse to independent RIA | Oct 14, 2009 | Dec 11, 2019 (3710 d) |
| Venkat Krishnaswamy | UBS Financial Services Inc. wirehouse | Kubhera Enterprises LLC independent RIA | Wirehouse to independent RIA | May 13, 2009 | Oct 17, 2025 (6001 d) |
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4 moves match.