DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bellingham Capital
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Dustin Sloan III | Farther independent RIA | Bellingham Capital independent RIA | RIA to RIA | Jun 30, 2026 | Jun 22, 2026 |
| Scott Michael Dirksen | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Bellingham Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2019 | Oct 21, 2019 (203 d) |
| Eric Geoffrey Petersen | Waddell & Reed other | Bellingham Capital independent RIA | Other | Jun 30, 2014 | Jun 27, 2014 |
| Brian Alastair Smith | Edward Jones national BD | Bellingham Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2009 | Nov 9, 2009 |
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4 moves match.