DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Charles Schwab Investment Advisory, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jarret James JacobusRaymond James Financial Services Advisors, Inc BD affiliatedCharles Schwab Investment Advisory, Inc independent RIAAffiliated broker-dealer or bank to independent RIAJul 26, 2022Aug 1, 2022
Megan Rene RoperFidelity Personal And Workplace Advisors BD affiliatedCharles Schwab Investment Advisory, Inc BD affiliatedAffiliated broker-dealer or bank to anotherOct 4, 2021Nov 5, 2021 (32 d)
Cory M ShapiraWasmer Schroeder asset managerCharles Schwab Investment Advisory, Inc independent RIAOtherJul 2, 2020Jul 7, 2020
Sam Griffin LashinWasmer Schroeder asset managerCharles Schwab Investment Advisory, Inc independent RIAOtherJul 2, 2020Jul 7, 2020
Jesse A RendaWasmer Schroeder asset managerCharles Schwab Investment Advisory, Inc independent RIAOtherJul 2, 2020Jul 17, 2020
Trevor P DurhamWasmer Schroeder asset managerCharles Schwab Investment Advisory, Inc independent RIAOtherJul 2, 2020Jul 7, 2020
Kristine Marie WarnerGuggenheim Investments asset managerCharles Schwab Investment Advisory, Inc independent RIAOtherApr 13, 2020Apr 21, 2020
Daniel Patrick MahaffeyTd Ameritrade Investment Management, LLC independent RIACharles Schwab Investment Advisory, Inc BD affiliatedRIA to affiliated broker-dealer or bankJan 11, 2018Jan 15, 2022 (1465 d)
Lauren Clavelle MccarrollWells Fargo Advisors wirehouseCharles Schwab Investment Advisory, Inc otherOtherSep 23, 2014Dec 1, 2014 (69 d)
William Patrick McmahonWellesley Investment Partners, LLC otherCharles Schwab Investment Advisory, Inc otherOtherDec 31, 2009Mar 19, 2018 (3000 d)
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10 moves match.