DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Equanimity Financial Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Luis A Galdamez | Global Retirement Partners LLC other | Equanimity Financial Partners other | Other | Jul 28, 2017 | Jun 12, 2017 |
| Roxana E Solorzano | Lake Avenue Financial, LLC unclassified | Equanimity Financial Partners other | Other | Jun 27, 2016 | Dec 8, 2017 (529 d) |
| Shawn Francis Hight | Northwestern Mutual Investment Services,LLC other | Equanimity Financial Partners other | Other | Feb 16, 2016 | Jun 7, 2016 (112 d) |
| Luis Francisco Rosa | LPL Financial LLC other | Equanimity Financial Partners other | Other | Feb 12, 2016 | Jun 7, 2016 (116 d) |
| Christopher Jude Haydel | Ameriprise Financial Services, LLC national BD | Equanimity Financial Partners other | Other | Dec 22, 2009 | Jan 4, 2010 |
| Ricky Enrique Biel | Ameriprise Financial Services, LLC national BD | Equanimity Financial Partners other | Other | Dec 22, 2009 | Dec 17, 2009 |
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6 moves match.