DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Equanimity Financial Partners
Legal name Hba Advisors, LLC
Latest filing Jun 18, 2026
First filing on the tape Dec 19, 2011 · 32 filings
SEC status approved since Dec 15, 2009
RAUM
$234M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
94%
$220M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$117M
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$234M as of Jun 18, 2026
Jun 5, 2012$127M then
HNW client RAUM$123M as of Jun 18, 2026
Jun 22, 2018$69.0M then
State-registered IARs (5.B.3)2 as of Jun 18, 2026
Jun 5, 20120 then
Employees (5.A)4 as of Jun 18, 2026
Jun 28, 20137 then
Private funds: no history
RAUM +103% over the last fiscal year+21% a year over threeIARs 1 to 2
Practice profile
derived from the filing of Jun 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $117MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 329derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $352,346derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 6.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +44%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +316%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$123M53%
- Individuals$96.6M41%
- Pension and profit-sharing plans$14.5M6.2%
- Individual clients
- 610reported
- HNW clients
- 48reported
- Pension plan clients
- 7reported
- Charitable clients
- n/areported
- Accounts
- 665reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Christopher Jude Haydel | Pasadena, Ca | Jan 4, 2010 | 35 y | 1 |
| Amandeep Singh | Pasadena, Ca | Apr 26, 2024 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Ricky Enrique Biel to Favor Wealth Advisors, LLCMar 17, 2022 · RIA to RIA
- Akiva Fialkoff to J.P. Morgan Securities LLCJan 10, 2022 · RIA to wirehouse
- Joshua Eric Reyes to Thrivent Investment Management Inc.Jun 22, 2018 · RIA to affiliated broker-dealer or bank
- Luis A Galdamez to Surevest Wealth ManagementJan 22, 2018 · Other
- Roxana E Solorzano to Allstate Financial Advisors, LLCJan 12, 2018 · Other
- Luis Francisco Rosa to Brookstone Wealth Advisors, LLCOct 27, 2017 · Other
- Shawn Francis Hight to Ameriprise Financial Services, LLCJan 25, 2017 · Other
Joined, latest
- Roxana E Solorzano from Lake Avenue Financial, LLCDec 8, 2017 · Other
- Luis A Galdamez from Global Retirement Partners LLCJun 12, 2017 · Other
- Luis Francisco Rosa from LPL Financial LLCJun 7, 2016 · Other
- Shawn Francis Hight from Northwestern Mutual Investment Services,LLCJun 7, 2016 · Other
- Christopher Jude Haydel from Ameriprise Financial Services, LLCJan 4, 2010 · Other
- Ricky Enrique Biel from Ameriprise Financial Services, LLCDec 17, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jude Christopher Haydel · Managing Member And Chief Compliance Officercontrolsince 10/2009 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Pasadena, Ca · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- client count surgeChange between filings · filing Apr 30, 2025individual and HNW clients (Item 5.D) moved from 153.0 to 636.0 (+316.0%) between the annual amendments of 2023-06-19 and 2025-04-30; the peer median change was +3.0% (3310 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,310) · 100% percentile
- HNW share shiftChange between filings · filing Apr 30, 2025HNW share of RAUM moved from 37.0% to 56.0% between the annual amendments of 2023-06-19 and 2025-04-30peers: independent wealth managers, $100M to $500M (5,676)
- RAUM up 25 %Change between filings · filing Apr 30, 2025RAUM (Item 5.F) moved from $115,530,544 to $166,783,000 (+44.0%) between the annual amendments of 2023-06-19 and 2025-04-30; the peer median change was +15.0% (4551 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 643 to 665Apr 30, 2025 to Jun 18, 2026
- HNW clients · 41 to 48Apr 30, 2025 to Jun 18, 2026
- Individual clients · 595 to 610Apr 30, 2025 to Jun 18, 2026
- Discretionary RAUM · $166M to $227MApr 30, 2025 to Jun 18, 2026
- HNW RAUM · $93.0M to $123MApr 30, 2025 to Jun 18, 2026
- Individual RAUM · $61.6M to $96.6MApr 30, 2025 to Jun 18, 2026
- Non-discretionary RAUM · $541,000 to $7.5MApr 30, 2025 to Jun 18, 2026
- Pension RAUM · $12.1M to $14.5MApr 30, 2025 to Jun 18, 2026
- RAUM · $167M to $234MApr 30, 2025 to Jun 18, 2026
- Accounts · 626 to 643May 21, 2024 to Apr 30, 2025
- Advisory employees · 2 to 1May 21, 2024 to Apr 30, 2025
- HNW clients · 35 to 41May 21, 2024 to Apr 30, 2025
- Individual clients · 583 to 595May 21, 2024 to Apr 30, 2025
- Pension plan clients · 8 to 7May 21, 2024 to Apr 30, 2025
- Financial planning clients · 1-10 to 1-10May 21, 2024 to Apr 30, 2025
- Discretionary RAUM · $147M to $166MMay 21, 2024 to Apr 30, 2025
- HNW RAUM · $74.9M to $93.0MMay 21, 2024 to Apr 30, 2025
- Individual RAUM · $61.6M to $61.6MMay 21, 2024 to Apr 30, 2025
- Non-discretionary RAUM · $417,000 to $541,000May 21, 2024 to Apr 30, 2025
- Pension RAUM · $11.2M to $12.1MMay 21, 2024 to Apr 30, 2025
- RAUM · $148M to $167MMay 21, 2024 to Apr 30, 2025
- Accounts · 710 to 626Sep 8, 2023 to May 21, 2024
- Advisory employees · 1 to 2Sep 8, 2023 to May 21, 2024
- HNW clients · 25 to 35Sep 8, 2023 to May 21, 2024
- Individual clients · 128 to 583Sep 8, 2023 to May 21, 2024
- Pension plan clients · 5 to 8Sep 8, 2023 to May 21, 2024
- State-registered IARs · 1 to 2Sep 8, 2023 to May 21, 2024
- Discretionary RAUM · $115M to $147MSep 8, 2023 to May 21, 2024
- HNW RAUM · $43.1M to $74.9MSep 8, 2023 to May 21, 2024
- Individual RAUM · $63.7M to $61.6MSep 8, 2023 to May 21, 2024
- Non-discretionary RAUM · $203,121 to $417,000Sep 8, 2023 to May 21, 2024
- Pension RAUM · $8.8M to $11.2MSep 8, 2023 to May 21, 2024
- RAUM · $116M to $148MSep 8, 2023 to May 21, 2024
- Accounts · 1,027 to 710Jun 24, 2022 to Jun 19, 2023
- Advisory activities · 5 to 4Jun 24, 2022 to Jun 19, 2023
- HNW clients · 115 to 25Jun 24, 2022 to Jun 19, 2023
- Individual clients · 204 to 128Jun 24, 2022 to Jun 19, 2023
- Assets in custody · 25033811.0 to unsetJun 24, 2022 to Jun 19, 2023
- Custody of client assets · true to falseJun 24, 2022 to Jun 19, 2023
- Employees · 1 to 4Jun 24, 2022 to Jun 19, 2023
Signals
3 dated events
- Ricky Enrique Biel left Equanimity Financial Partners for Favor Wealth Advisors, Llc (registered 2022-07-06)Mar 17, 2022 · Advisor changed firm · fact
- Enrique Ricky Biel (Managing Member) no longer on Schedule A of Equanimity Financial Partners (listed 2021-12-08, absent 2022-03-16)Mar 16, 2022 · Control person left · inference
- Akiva Fialkoff left Equanimity Financial Partners for J.P. Morgan Securities Llc (registered 2021-11-23)Jan 10, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@equanimityfinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 626-529-8347reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 626-529-8506reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- equanimityfinancial.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 626-529-8347reportedpublic record, Form ADV, Jun 18, 2026
- Team page
- equanimityfinancial.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $117Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026