DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Palmetto Advisory
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael James Laubinger | Victoria Capital Management, Inc. mixed wealth | Palmetto Advisory state registered | RIA to a state-registered adviser | Jul 30, 2019 | Jul 30, 2019 |
| Derrick M Grava | Tandem Investment Advisors Inc other | Palmetto Advisory state registered | Other | Nov 25, 2009 | Mar 9, 2010 (104 d) |
| John Howard Lauderdale | RBC Capital Markets, LLC national BD | Palmetto Advisory state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 19, 2009 | Oct 5, 2010 (351 d) |
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3 moves match.