DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Executive Investment Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mackenzie Brittain Martin | Independent Financial Group, LLC BD affiliated | Executive Investment Services, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 6, 2023 | May 17, 2010 |
| Todd Gary Caudle | Rx Investment Solutions LLC state registered | Executive Investment Services, LLC state registered | Other | Feb 11, 2015 | May 14, 2010 |
| Brooks Christopher Berardi | Independent Financial Group, LLC other | Executive Investment Services, LLC state registered | Other | Apr 28, 2014 | May 6, 2014 |
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3 moves match.