DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sandy Cove Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Emily A FlukeCitizens Private Wealth BD affiliatedSandy Cove Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 4, 2025Aug 28, 2025 (85 d)
Joseph GauvinGw & Wade, LLC independent RIASandy Cove Advisors, LLC independent RIARIA to RIAJan 19, 2022Jan 25, 2022
Katherine SaltonstallBrown Advisory mixed wealthSandy Cove Advisors, LLC independent RIARIA to RIAJul 18, 2019Sep 18, 2019 (62 d)
Kelley Roche EllisSvb Wealth otherSandy Cove Advisors, LLC otherOtherFeb 19, 2016Mar 7, 2016
David Edwin PowersKanon Bloch Carre otherSandy Cove Advisors, LLC otherOtherSep 4, 2014Mar 4, 2014
Deirdre Reilly PrescottSilver Bridge otherSandy Cove Advisors, LLC otherOtherNov 18, 2009Jan 28, 2010 (71 d)
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6 moves match.