DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Silver Bridge

Former SEC-registered adviserBoston, MassachusettsCRD 105194SEC 801-31346IAPD
Legal name Silver Bridge Capital Management LLC
Latest filing May 22, 2013
First filing on the tape Mar 30, 2012 · 8 filings
RAUM
$2.2B
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
45
23 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$2.2B as of Feb 27, 2013
Mar 30, 2012$2.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3): 14
Employees (5.A): 45
Private funds: no history
RAUM +8.8% over the last fiscal year
Practice profile
derived from the filing of May 22, 2013; every figure names its basis
RAUM per advisor
$154MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
88%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.2derivedItem 5.A over advisors
Advisors per office
3.5derived4 offices incl. principal (1.F.5)
RAUM growth, one year
+8.8%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications, otherreportedItem 5.G
Custody
$1.6B, 495 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,925reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
$1.6B for 495 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Thomas Reed Manning · Chief Executive Officer; Chief Investment Officer; Managercontrol
    since 11/2007 · owns less than 5%
  • William Anthony Caporizzo · Directorcontrol
    since 06/2009 · owns F of Silver Bridge Advisors LLC
  • Thomas Reed Manning · Directorcontrol
    since 06/2009 · owns F of Silver Bridge Advisors LLC
  • Sarah Rothermel · Directorcontrol
    since 11/2012 · owns F of Silver Bridge Advisors LLC
  • Dibarnaba Kristin Fazio · Chief Compliance Officer
    since 04/2008 · owns less than 5%
Entity owners
  • Silver Bridge Advisors LLC · Member
    direct · owns 75% or more
  • Wilmer Cutler Pickering Hale And Dorr Llp · Member
    indirect · owns 75% or more of Silver Bridge Advisors LLC
Related persons
Schedule D 7.A
  • Wilmer Cutler Pickering Hale And Dorr Llp
    y
Offices
Schedule D 1.F, the 25 largest
  • Berkeley, CA
  • Plymouth, MA
  • San Francisco, CA
What changed
consecutive filings, newest first
  • Accounts · 1,984 to 1,925
    Dec 13, 2012 to Feb 27, 2013
  • Advisory employees · 29 to 23
    Dec 13, 2012 to Feb 27, 2013
  • Assets in custody · $1.5B to $1.6B
    Dec 13, 2012 to Feb 27, 2013
  • Employees · 47 to 45
    Dec 13, 2012 to Feb 27, 2013
  • Financial planning clients · 26-50 to 51-100
    Dec 13, 2012 to Feb 27, 2013
  • State-registered IARs · 18 to 14
    Dec 13, 2012 to Feb 27, 2013
  • Discretionary RAUM · $2.0B to $1.9B
    Dec 13, 2012 to Feb 27, 2013
  • Non-discretionary RAUM · $348M to $265M
    Dec 13, 2012 to Feb 27, 2013
  • RAUM · $2.3B to $2.2B
    Dec 13, 2012 to Feb 27, 2013
  • Advisory employees · unset to 29.0
    Oct 25, 2012 to Dec 13, 2012
  • Employees · unset to 47.0
    Oct 25, 2012 to Dec 13, 2012
  • State-registered IARs · unset to 18.0
    Oct 25, 2012 to Dec 13, 2012
  • Accounts · 1,999 to 1,984
    Oct 2, 2012 to Oct 25, 2012
  • Discretionary RAUM · $2.0B to $2.0B
    Oct 2, 2012 to Oct 25, 2012
  • Non-discretionary RAUM · $350M to $348M
    Oct 2, 2012 to Oct 25, 2012
  • RAUM · $2.4B to $2.3B
    Oct 2, 2012 to Oct 25, 2012
  • Accounts · 1,895 to 1,999
    May 9, 2012 to Aug 13, 2012
  • Discretionary RAUM · $2.1B to $2.0B
    May 9, 2012 to Aug 13, 2012
  • Non-discretionary RAUM · $192M to $350M
    May 9, 2012 to Aug 13, 2012
  • RAUM · $2.3B to $2.4B
    May 9, 2012 to Aug 13, 2012
  • Accounts · 1,896 to 1,895
    Mar 30, 2012 to May 9, 2012
  • Discretionary RAUM · $1.8B to $2.1B
    Mar 30, 2012 to May 9, 2012
  • Non-discretionary RAUM · $177M to $192M
    Mar 30, 2012 to May 9, 2012
  • RAUM · $2.0B to $2.3B
    Mar 30, 2012 to May 9, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026