DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cottonwood Asset Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daren Spencer Wright | Allegis Investment Advisors, LLC independent RIA | Cottonwood Asset Management LLC state registered | RIA to a state-registered adviser | Aug 13, 2018 | Aug 28, 2018 |
| Ryan Christian O'Shea | Allegis Investment Advisors, LLC independent RIA | Cottonwood Asset Management LLC state registered | RIA to a state-registered adviser | Aug 13, 2018 | Aug 28, 2018 |
| David Edward Kaplan | Miles Capital, Inc. other | Cottonwood Asset Management LLC state registered | Other | Dec 2, 2008 | Jun 10, 2010 (555 d) |
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3 moves match.