DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Employer Retirement Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Julia Michelle Petersen | Capital Client Group, Inc. no RAUM | Employer Retirement Investment Advisors, LLC other | Other | Dec 10, 2013 | Jul 25, 2014 (227 d) |
| Marc Alan Seymour | MML Investors Services, LLC other | Employer Retirement Investment Advisors, LLC other | Other | Oct 9, 2012 | Nov 26, 2013 (413 d) |
| Jane M Vande Voort | Charles Schwab & Co., Inc. national BD | Employer Retirement Investment Advisors, LLC other | Other | Dec 14, 2009 | Apr 8, 2011 (480 d) |
| Mark Stephen Nicholas | Stancorp Investment Advisers, Inc. other | Employer Retirement Investment Advisors, LLC other | Other | Apr 27, 2007 | Nov 3, 2010 (1286 d) |
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4 moves match.