DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Clout Inc. Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Raymond Oase | Oase Financial Services, LLC unclassified | Clout Inc. Advisors state registered | Other | Dec 31, 2023 | May 29, 2019 |
| Michael Gerard Santoro | Cetera Advisors LLC BD affiliated | Clout Inc. Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 31, 2019 | Jun 20, 2019 |
| Michael Francis Cloutier | Cloutier, Michael F. unclassified | Clout Inc. Advisors state registered | Other | Dec 31, 2009 | Aug 31, 2010 (243 d) |
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3 moves match.