DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Logic Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Hong Quoc TranOrigin Investment Advisory LLC independent RIALogic Wealth Management, LLC independent RIARIA to RIAMar 10, 2023Mar 30, 2026 (1116 d)
Philip Benjamin ComerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLogic Wealth Management, LLC independent RIAWirehouse to independent RIAMay 25, 2018Aug 7, 2020 (805 d)
David Hong ChungWealth Management Coach, LLC. unclassifiedLogic Wealth Management, LLC independent RIAOtherNov 9, 2010Jun 24, 2010
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3 moves match.