DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Logic Wealth Management, LLC
Latest filing Mar 24, 2026
First filing on the tape Jan 10, 2024 · 4 filings
SEC status approved since Feb 9, 2024
RAUM
$185M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$185M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$23.1M
derived; firm RAUM over IAPD count
Employees
9
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$185M as of Mar 24, 2026
Mar 26, 2025$165M then
HNW client RAUM$116M as of Mar 24, 2026
Mar 26, 2025$94.5M then
State-registered IARs (5.B.3)8 as of Mar 24, 2026
Mar 26, 20258 then
Employees (5.A)9 as of Mar 24, 2026
Mar 26, 20259 then
Private funds: no history
RAUM +12% over the last fiscal yearIARs 8 to 8
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $23.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 28derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $839,770derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$116M63%
- Individuals$68.7M37%
- Individual clients
- 162reported
- HNW clients
- 58reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 220reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Hong Quoc TranCertified Financial Planner | Pasadena, Ca | Mar 30, 2026 | 29 y | 2 |
| Eugene Gong Chung | Pasadena, Ca | Mar 30, 2026 | 18 y | 1 |
| Chi Nmn Zhang | Pasadena, Ca | Mar 30, 2026 | 11 y | 1 |
| David Hong Chung | Pasadena, Ca | Mar 30, 2026 | 24 y | 3 |
| Eric La | Pasadena, Ca | Mar 30, 2026 | 13 y | 1 |
| Yun Chu Chen | Pasadena, Ca | Aug 21, 2026 | 24 y | 2 |
| Carlos Alberto Perez | Yuma, Az | Aug 21, 2026 | 29 y | 1 |
| Rex Chan | Pasadena, Ca | Aug 21, 2026 | 13 y | 1 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 13% of current headcount2 left over 36 months
Left, latest
- Hong Quoc Tran to Origin Investment Advisory LLCDec 31, 2025 · Other
- Dat Tan Nguyen to Fidelity Personal And Workplace AdvisorsSep 13, 2024 · RIA to affiliated broker-dealer or bank
- Philip Benjamin Comer to Global View Capital Management LLCDec 1, 2020 · RIA to RIA
Joined, latest
- Hong Quoc Tran from Origin Investment Advisory LLCMar 30, 2026 · RIA to RIA
- Philip Benjamin Comer from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 7, 2020 · Wirehouse to independent RIA
- David Hong Chung from Wealth Management Coach, LLC.Jun 24, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Hong David Chung · Managing Partnercontrolsince 02/2010 · owns 50% to 75%
- Quoc Hong Tran · Managing Partnercontrolsince 02/2010 · owns 50% to 75%
- Chi Zhang · Chief Compliance Officersince 01/2024 · owns less than 5%
Related persons
Schedule D 7.A
- David Hong Chungreal estatey
- David Hong Chunginvestment companyy
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Pasadena, Ca · principal | 8 | 8 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Mar 24, 2026accounts (Item 5.F.2.f) moved from 585.0 to 220.0 (-62.0%) between the annual amendments of 2025-03-26 and 2026-03-24; the peer median change was +5.0% (3688 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 1.9% percentile
What changed
consecutive filings, newest first
- Accounts · 585 to 220Mar 26, 2025 to Mar 24, 2026
- HNW clients · 50 to 58Mar 26, 2025 to Mar 24, 2026
- Individual clients · 165 to 162Mar 26, 2025 to Mar 24, 2026
- Discretionary RAUM · $165M to $185MMar 26, 2025 to Mar 24, 2026
- HNW RAUM · $94.5M to $116MMar 26, 2025 to Mar 24, 2026
- Individual RAUM · $70.2M to $68.7MMar 26, 2025 to Mar 24, 2026
- RAUM · $165M to $185MMar 26, 2025 to Mar 24, 2026
- Accounts · 549 to 585Jan 17, 2024 to Mar 26, 2025
- Advisory employees · 8 to 9Jan 17, 2024 to Mar 26, 2025
- HNW clients · 45 to 50Jan 17, 2024 to Mar 26, 2025
- Individual clients · 126 to 165Jan 17, 2024 to Mar 26, 2025
- Employees · 8 to 9Jan 17, 2024 to Mar 26, 2025
- Financial planning clients · 1-10 to 1-10Jan 17, 2024 to Mar 26, 2025
- Discretionary RAUM · $122M to $165MJan 17, 2024 to Mar 26, 2025
- HNW RAUM · $84.1M to $94.5MJan 17, 2024 to Mar 26, 2025
- Individual RAUM · $38.4M to $70.2MJan 17, 2024 to Mar 26, 2025
- RAUM · $122M to $165MJan 17, 2024 to Mar 26, 2025
Signals
3 dated events
- Hong Quoc Tran left Logic Wealth Management, Llc for Origin Investment Advisory Llc (registered 2021-11-02)Dec 31, 2025 · Advisor changed firm · fact
- Dat Tan Nguyen left Logic Wealth Management, Llc for Fidelity Personal And Workplace Advisors (registered 2025-01-22)Sep 13, 2024 · Advisor changed firm · fact
- Logic Wealth Management, Llc filed its initial SEC registration (Form ADV)Jan 10, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- LOGICWM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (626) 757-4323reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $23.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026